Law 236 - Securities Regulation
J.D. Yale, 2000
This course offers an introduction to the federal securities laws, covering the Securities Act of 1933 and the Securities Exchange Act of 1934, as well as the regulations enacted by the Securities and Exchange Commission (SEC) thereunder. Topics to be covered include the policy rationales underlying the U.S. securities regime, the definition of security, the registration requirement for public offerings, gun-jumping rules governing initial public offerings, rules governing seasoned issuers, exemptions from the registration requirement, secondary offerings, periodic disclosure obligations for public corporations, antifraud liability, and broker-dealer regulation.
|James Park||17S||236||LEC 1||TR 10:35 AM - 12:35 PM||4.0||Yes||No|
|Pre-requisite: Law. 230. Business Associations|
|Textbook for Spring 2017 LEC 1|
Cox, Hillman, and Langevoort Securities Regulation: Cases and Materials 8th ed.
ISBN: 9781454868392. Wolters Kluwer. REQUIRED $243.00
Cox, Hillman, and Langevoort Securities Regulation: Cases and Materials (8th ed.) and Securities Regulation: Selected Statutes, Rules, and Forms (2016) ALTERNATIVE BUNDLE TO PURCHASE AT LOWER COST (Bundle or each title separately are required)
ISBN: 9781454886884. Wolters Kluwer. REQUIRED $258.00
Cox, Hillman, and Langevoort. Securities Regulation: Selected Statutes, Rules, and Forms 2016 Statutory Supplement
ISBN: 9781454875499. Wolters Kluwer. REQUIRED $59.00