Law 236 - Securities Regulation
Faculty listed in alphabetical order – please see faculty specific description for requisite information.
General Course Description:
This course offers an introduction to the federal securities laws, covering the Securities Act of 1933 and the Securities Exchange Act of 1934, as well as the regulations enacted by the Securities and Exchange Commission (SEC) thereunder. Topics to be covered include the policy rationales underlying the U.S. securities regime, the definition of security, the registration requirement for public offerings, gun-jumping rules governing initial public offerings, rules governing seasoned issuers, exemptions from the registration requirement, secondary offerings, periodic disclosure obligations for public corporations, antifraud liability, and broker-dealer regulation.
Course Information:
Faculty | Term | Course | Section | Schedule | Units | Requisite | Satisfies SAW |
---|---|---|---|---|---|---|---|
James Park | 21S | 236 | LEC 1 | MTR 10:45 AM - 12:00 PM | 4.0 | Yes | No |
Prerequisite: Law 230. Business Associations. Pre- or Corequisite: Law 115. Business Law for Non-Lawyers. |
Previous Course Offerings:
Faculty | Term | Course | Section | Schedule | Units | Requisite | Satisfies SAW |
---|---|---|---|---|---|---|---|
James Park | 19S | 236 | LEC 1 | TR 8:25 AM - 10:25 AM | 4.0 | Yes | No |
Prerequisite: Law 230. Business Associations | |||||||
James Park | 20S | 236 | LEC 1 | TR 8:25 AM - 10:25 AM | 4.0 | Yes | No |
Prerequisite: Law 230. Business Associations |
Categories |
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Business & Tax Law; Law & Economics; |